Annual Eurex Deutschland Trading Participant due diligence
Eurex Deutschland is required to verify the due diligence of its Trading Participants on an annual basis in order to ensure that all Trading Participants are compliant with the requirements of Eurex Deutschland applicable to the usage of their electronic order systems.
The applicable regulatory requirements are stipulated in Commission Delegated Regulation 2017/584 of 14.7.2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council regarding regulatory technical standards specifying organizational requirements of trading venues.
Article 7 of Commission Delegated Regulation 2017/584 obliges trading venues to set out conditions for using its electronic order submission system by its members and to conduct a due diligence assessment of their members against those conditions on an annual basis. These requirements are transposed into the applicable Exchange Rules of Eurex Deutschland.
In addition, the Due Diligence Statement shall verify compliance with § 51 of the Exchange Rules of Eurex Deutschland outlining the requirements for usage of Input Devices outside registered Trading Locations of the admitted company.
Circulars
Due Diligence Statement
All Trading Participants are requested to submit the mandatory Due Diligence Statement by 09 February 2024 at the latest.
For your convenience an online submission process has been set up: Eurex Deutschland Due Diligence Statement. Please enter your dedicated Eurex PIN in the online questionnaire. The PIN for your company has been sent to the Central Coordinator.
Compliance
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